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Sunrun Inc. Director's Dealing 2016

Mar 3, 2016

31155_dirs_2016-03-03_bdf6af9d-17a2-458e-8b95-67bc0965fd0d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2016-03-03

Reporting Person: Kim Mina (General Counsel)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 109506 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $5.88 2024-03-16 Common Stock (192994) Direct
Employee Stock Option (right to buy) $9.17 2025-04-29 Common Stock (100000) Direct
Employee Stock Option (right to buy) $5.08 2026-02-10 Common Stock (147492) Direct

Footnotes

F1: 25,000 shares are represented by restricted stock units (each, an RSU). Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vest on April 30, 2016, and 1/48 of these RSUs vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2: 62,500 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vest on February 11, 2017, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date.

F3: The original option grant of 215,000 shares was exercised for an aggregate of 22,006 shares. 25% of the shares subject to the original option grant vested on March 10, 2015, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

F4: 25% of the shares subject to the option vest on April 30, 2016, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

F5: 25% of the shares subject to the option vest on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.