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Sunrun Inc. — Director's Dealing 2016
Mar 3, 2016
31155_dirs_2016-03-03_bdf6af9d-17a2-458e-8b95-67bc0965fd0d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2016-03-03
Reporting Person: Kim Mina (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 109506 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.88 | 2024-03-16 | Common Stock (192994) | Direct | |
| Employee Stock Option (right to buy) | $9.17 | 2025-04-29 | Common Stock (100000) | Direct | |
| Employee Stock Option (right to buy) | $5.08 | 2026-02-10 | Common Stock (147492) | Direct |
Footnotes
F1: 25,000 shares are represented by restricted stock units (each, an RSU). Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vest on April 30, 2016, and 1/48 of these RSUs vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F2: 62,500 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vest on February 11, 2017, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date.
F3: The original option grant of 215,000 shares was exercised for an aggregate of 22,006 shares. 25% of the shares subject to the original option grant vested on March 10, 2015, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F4: 25% of the shares subject to the option vest on April 30, 2016, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F5: 25% of the shares subject to the option vest on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.