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Sunrun Inc. — Director's Dealing 2015
Aug 10, 2015
31155_dirs_2015-08-10_c9bea83d-2331-49a5-a1cd-ad77230359fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-10
Reporting Person: Accel X LP (10% Owner)
Reporting Person: Accel Investors 2009 L.L.C. (10% Owner)
Reporting Person: Accel X Associates L.L.C. (10% Owner)
Reporting Person: ACCEL X STRATEGIC PARTNERS LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | C | 9432247 | $0.00 | Acquired | 9745451 | Direct |
| 2015-08-10 | Common Stock | A | 20397 | $0.00 | Acquired | 9765848 | Direct |
| 2015-08-10 | Common Stock | C | 707917 | $0.00 | Acquired | 731424 | Indirect |
| 2015-08-10 | Common Stock | A | 1530 | $0.00 | Acquired | 732954 | Indirect |
| 2015-08-10 | Common Stock | C | 378677 | $0.00 | Acquired | 391251 | Indirect |
| 2015-08-10 | Common Stock | A | 819 | $0.00 | Acquired | 392070 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Series A Preferred Stock | $ | C | 43872 | Disposed | Common Stock (43872) | Direct | |
| 2015-08-10 | Series A Preferred Stock | $ | C | 3292 | Disposed | Common Stock (3292) | Indirect | |
| 2015-08-10 | Series A Preferred Stock | $ | C | 1761 | Disposed | Common Stock (1761) | Indirect | |
| 2015-08-10 | Series B Preferred Stock | $ | C | 6613216 | Disposed | Common Stock (6613216) | Direct | |
| 2015-08-10 | Series B Preferred Stock | $ | C | 496342 | Disposed | Common Stock (496342) | Indirect | |
| 2015-08-10 | Series B Preferred Stock | $ | C | 265502 | Disposed | Common Stock (265502) | Indirect | |
| 2015-08-10 | Series C Preferred Stock | $ | C | 2354097 | Disposed | Common Stock (2354097) | Direct | |
| 2015-08-10 | Series C Preferred Stock | $ | C | 176681 | Disposed | Common Stock (176681) | Indirect | |
| 2015-08-10 | Series C Preferred Stock | $ | C | 94510 | Disposed | Common Stock (94510) | Indirect | |
| 2015-08-10 | Series D Preferred Stock | $ | C | 323835 | Disposed | Common Stock (323835) | Direct | |
| 2015-08-10 | Series D Preferred Stock | $ | C | 24305 | Disposed | Common Stock (24305) | Indirect | |
| 2015-08-10 | Series D Preferred Stock | $ | C | 13001 | Disposed | Common Stock (13001) | Indirect | |
| 2015-08-10 | Series E Preferred Stock | $ | C | 97227 | Disposed | Common Stock (97227) | Direct | |
| 2015-08-10 | Series E Preferred Stock | $ | C | 7297 | Disposed | Common Stock (7297) | Indirect | |
| 2015-08-10 | Series E Preferred Stock | $ | C | 3903 | Disposed | Common Stock (3903) | Indirect |
Footnotes
F1: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F5: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F6: Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F7: The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
F8: Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.