Sunrun Inc. — Director's Dealing 2015

Aug 4, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-04

Reporting Person: Risk Gerald Alan (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (366306)		Indirect
Series B Preferred Stock	$		Common Stock (87606)		Indirect
Series E Preferred Stock	$		Common Stock (36142)		Indirect
Employee Stock Option (right to buy)	$5.88	2024-03-16	Common Stock (120000)		Direct

Footnotes

F1: The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock.

F2: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

F3: The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.

F4: The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.

F5: 25% of the shares subject to the option vested on July 31, 2014, and 1/30 of the remaining shares vest monthly thereafter.