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Sunrun Inc. — Director's Dealing 2015
Oct 1, 2015
31155_dirs_2015-10-01_863c4999-ef60-4b5d-8fec-5d29a1bd6970.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-09-30
Reporting Person: ELMORE WILLIAM B (10% Owner)
Reporting Person: HOLLAND PAUL R (10% Owner)
Reporting Person: KOONTZ PAUL G (10% Owner)
Reporting Person: Moldow Charles (10% Owner)
Reporting Person: Redelfs Richard (10% Owner)
Reporting Person: SCHUH MICHAEL N (10% Owner)
Reporting Person: Weiss Warren M (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-30 | Warrants (right to buy) | $22.50 | A | 26373 | Acquired | 2018-09-30 | Common Stock (26373) | Indirect |
| 2015-09-30 | Warrants (right to buy) | $22.50 | A | 295 | Acquired | 2018-09-30 | Common Stock (295) | Indirect |
Footnotes
F1: The warrant was issued pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities Exchange Commission on July 22, 2015.
F2: Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.