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Sunrun Inc. — Director's Dealing 2015
Aug 4, 2015
31155_dirs_2015-08-04_4e5f2702-8040-4c1e-b290-76f6cdd318ec.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-04
Reporting Person: Accel X LP (10% Owner)
Reporting Person: ACCEL X STRATEGIC PARTNERS LP (10% Owner)
Reporting Person: Accel Investors 2009 L.L.C. (10% Owner)
Reporting Person: Accel X Associates L.L.C. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 313204 | Direct |
| Common Stock | 23507 | Indirect |
| Common Stock | 12574 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (43872) | Direct | ||
| Series A Preferred Stock | $ | Common Stock (3292) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (1761) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (6613216) | Direct | ||
| Series B Preferred Stock | $ | Common Stock (496342) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (265502) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (2354097) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (176681) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (94510) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (323835) | Direct | ||
| Series D Preferred Stock | $ | Common Stock (24305) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (13001) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (97227) | Direct | ||
| Series E Preferred Stock | $ | Common Stock (7297) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (3903) | Indirect |
Footnotes
F1: Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F2: A10A is the General Partner of Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F3: Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F4: The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock.
F5: The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.
F6: The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock.
F7: The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock.
F8: The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.