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Sunrun Inc. Director's Dealing 2015

Oct 2, 2015

31155_dirs_2015-10-02_3a643693-8556-4697-a842-f5baf905e85b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-09-30

Reporting Person: Wong Rich (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-30 Warrants (right to buy) $22.50 A 15298 Acquired 2018-09-30 Common Stock (15298) Indirect
2015-09-30 Warrants (right to buy) $22.50 A 1148 Acquired 2018-09-30 Common Stock (1148) Indirect
2015-09-30 Warrants (right to buy) $22.50 A 614 Acquired 2018-09-30 Common Stock (614) Indirect

Footnotes

F1: The warrant was issued pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.

F2: Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.

F3: Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.