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Sunrun Inc. — Director's Dealing 2015
Oct 2, 2015
31155_dirs_2015-10-02_3a643693-8556-4697-a842-f5baf905e85b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-09-30
Reporting Person: Wong Rich (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-30 | Warrants (right to buy) | $22.50 | A | 15298 | Acquired | 2018-09-30 | Common Stock (15298) | Indirect |
| 2015-09-30 | Warrants (right to buy) | $22.50 | A | 1148 | Acquired | 2018-09-30 | Common Stock (1148) | Indirect |
| 2015-09-30 | Warrants (right to buy) | $22.50 | A | 614 | Acquired | 2018-09-30 | Common Stock (614) | Indirect |
Footnotes
F1: The warrant was issued pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
F2: Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F3: Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.