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Sunrun Inc. — Director's Dealing 2015
Aug 10, 2015
31155_dirs_2015-08-10_2612b30f-be17-4b79-8d4b-623171dc16a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-10
Reporting Person: Risk Gerald Alan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | C | 490054 | — | Acquired | 490054 | Indirect |
| 2015-08-10 | Common Stock | A | 5000 | — | Acquired | 495054 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Series A Preferred Stock | $ | C | 366306 | Disposed | Common Stock (366306) | Indirect | |
| 2015-08-10 | Series B Preferred Stock | $ | C | 87606 | Disposed | Common Stock (87606) | Indirect | |
| 2015-08-10 | Series E Preferred Stock | $ | C | 36142 | Disposed | Common Stock (36142) | Indirect |
Footnotes
F1: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.
F5: The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.