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Sunrun Inc. Director's Dealing 2015

Aug 10, 2015

31155_dirs_2015-08-10_2612b30f-be17-4b79-8d4b-623171dc16a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-10

Reporting Person: Risk Gerald Alan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-10 Common Stock C 490054 Acquired 490054 Indirect
2015-08-10 Common Stock A 5000 Acquired 495054 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-10 Series A Preferred Stock $ C 366306 Disposed Common Stock (366306) Indirect
2015-08-10 Series B Preferred Stock $ C 87606 Disposed Common Stock (87606) Indirect
2015-08-10 Series E Preferred Stock $ C 36142 Disposed Common Stock (36142) Indirect

Footnotes

F1: The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

F5: The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.