AI assistant
Sunrun Inc. — Director's Dealing 2015
Aug 10, 2015
31155_dirs_2015-08-10_b88b6ac5-808a-45c5-b85f-838d593f1f0f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-10
Reporting Person: Vassallo Steven (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | A | 35164 | — | Acquired | 556355 | Indirect |
| 2015-08-10 | Common Stock | C | 15485113 | — | Acquired | 16041468 | Indirect |
| 2015-08-10 | Common Stock | A | 393 | — | Acquired | 6216 | Indirect |
| 2015-08-10 | Common Stock | C | 173022 | — | Acquired | 179238 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Series A Preferred Stock (Convertible) | $ | C | 8256563 | Disposed | Common Stock (8256563) | Indirect | |
| 2015-08-10 | Series A Preferred Stock (Convertible) | $ | C | 92255 | Disposed | Common Stock (92255) | Indirect | |
| 2015-08-10 | Series B Preferred Stock (Convertible) | $ | C | 2756383 | Disposed | Common Stock (2756383) | Indirect | |
| 2015-08-10 | Series B Preferred Stock (Convertible) | $ | C | 30798 | Disposed | Common Stock (30798) | Indirect | |
| 2015-08-10 | Series C Preferred Stock (Convertible) | $ | C | 3916208 | Disposed | Common Stock (3916208) | Indirect | |
| 2015-08-10 | Series C Preferred Stock (Convertible) | $ | C | 43757 | Disposed | Common Stock (43757) | Indirect | |
| 2015-08-10 | Series D Preferred Stock (Convertible) | $ | C | 357150 | Disposed | Common Stock (357150) | Indirect | |
| 2015-08-10 | Series D Preferred Stock (Convertible) | $ | C | 3991 | Disposed | Common Stock (3991) | Indirect | |
| 2015-08-10 | Series E Preferred Stock (Convertible) | $ | C | 198809 | Disposed | Common Stock (198809) | Indirect | |
| 2015-08-10 | Series E Preferred Stock (Convertible) | $ | C | 2221 | Disposed | Common Stock (2221) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 521191 | Indirect |
| Common Stock | 5823 | Indirect |
Footnotes
F1: Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Steve Vassallo is a managing member of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. As a managing member of Foundation Capital Management Co. VI, LLC, Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F2: The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
F3: Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.