Sunrun Inc. — Director's Dealing 2015

Aug 6, 2015

SEC Form 3/A — Form 3/A

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2015-08-06

Reporting Person: Vassallo Steven (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	521191	Indirect
Common Stock	5823	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock (Convertible)	$		Common Stock (8256563)		Indirect
Series A Preferred Stock (Convertible)	$		Common Stock (92255)		Indirect
Series B Preferred Stock (Convertible)	$		Common Stock (2756383)		Indirect
Series B Preferred Stock (Convertible)	$		Common Stock (30798)		Indirect
Series C Preferred Stock (Convertible)	$		Common Stock (3916208)		Indirect
Series C Preferred Stock (Convertible)	$		Common Stock (43757)		Indirect
Series D Preferred Stock (Convertible)	$		Common Stock (357150)		Indirect
Series D Preferred Stock (Convertible)	$		Common Stock (3991)		Indirect
Series E Preferred Stock (Convertible)	$		Common Stock (198809)		Indirect
Series E Preferred Stock (Convertible)	$		Common Stock (2221)		Indirect

Footnotes

F1: Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Steve Vassallo is a managing member of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. As a managing member of Foundation Capital Management Co. VI, LLC, Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F2: The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock.

F3: The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.

F4: The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock.

F5: The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock.

F6: The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.