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SunOpta Inc. — Director's Dealing 2025
Jan 6, 2025
32477_dirs_2025-01-06_39d6c6d1-7ca7-4cd7-a12b-91860d3305e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2025-01-02
Reporting Person: Kocher Brian W (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-02 | Common Shares | M | 48135 | — | Acquired | 48135 | Direct |
| 2025-01-02 | Common Shares | F | 15908 | $7.74 | Disposed | 32227 | Direct |
| 2025-01-02 | Common Shares | M | 24667 | — | Acquired | 56894 | Direct |
| 2025-01-02 | Common Shares | F | 7549 | $7.74 | Disposed | 49345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-02 | Restricted Stock Units | $ | M | 48135 | Disposed | Common Shares (48135) | Direct | |
| 2025-01-02 | Restricted Stock Units | $ | M | 24667 | Disposed | Common Shares (24667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 74000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Brian W Kocher Revocable Trust UAD December 23, 2014, for which the reporting person is the co-trustee with his spouse.
F4: The Restricted Stock Units vest in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each such vesting date.
F5: The Restricted Stock Units do not have an expiration date.
F6: On March 13, 2024 the reporting person was granted 74,000 restricted stock units, vesting in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each vesting date.