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SunOpta Inc. Director's Dealing 2025

Jan 6, 2025

32477_dirs_2025-01-06_39d6c6d1-7ca7-4cd7-a12b-91860d3305e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2025-01-02

Reporting Person: Kocher Brian W (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-01-02 Common Shares M 48135 Acquired 48135 Direct
2025-01-02 Common Shares F 15908 $7.74 Disposed 32227 Direct
2025-01-02 Common Shares M 24667 Acquired 56894 Direct
2025-01-02 Common Shares F 7549 $7.74 Disposed 49345 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-01-02 Restricted Stock Units $ M 48135 Disposed Common Shares (48135) Direct
2025-01-02 Restricted Stock Units $ M 24667 Disposed Common Shares (24667) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 74000 Indirect

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The Brian W Kocher Revocable Trust UAD December 23, 2014, for which the reporting person is the co-trustee with his spouse.

F4: The Restricted Stock Units vest in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each such vesting date.

F5: The Restricted Stock Units do not have an expiration date.

F6: On March 13, 2024 the reporting person was granted 74,000 restricted stock units, vesting in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each vesting date.