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SunOpta Inc. — Director's Dealing 2024
Feb 13, 2024
32477_dirs_2024-02-13_8f181626-a3ab-407f-9e62-bad87d10ab1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2024-02-09
Reporting Person: Barnett Jill (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-09 | Common Shares | M | 3103 | — | Acquired | 159709 | Direct |
| 2024-02-09 | Common Shares | F | 1527 | $6.17 | Disposed | 158182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-09 | Restricted Stock Units | $ | M | 3103 | Disposed | Common Shares (3103) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: Includes 1,905 shares acquired under the STKL stock purchase plan in August 2023 and 814 shares acquired under the STKL stock purchase plan in November 2023.
F3: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F4: The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
F5: The Restricted Stock Units do not have an expiration date.