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SunOpta Inc. — Director's Dealing 2024
Apr 4, 2024
32477_dirs_2024-04-03_43f95e12-ee2a-4032-be3c-d4debcbfc060.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2024-04-01
Reporting Person: Duchscher Robert (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-01 | Common Shares | M | 19716 | — | Acquired | 101440 | Direct |
| 2024-04-01 | Common Shares | F | 10199 | $6.79 | Disposed | 91241 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | Performance Stock Units | $ | M | 19716 | Disposed | 2024-04-01 | Common Shares (19716) | Direct |
| 2024-04-01 | Restricted Stock Units | $ | A | 15037 | Acquired | Common Shares (15037) | Direct |
Footnotes
F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F4: The Restricted Stock Units vest in three equal annual installments beginning on April 1, 2025, subject to the continued employment of the reporting person through each such vesting date.
F5: The Restricted Stock Units do not have an expiration date.