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SunOpta Inc. — Director's Dealing 2024
May 7, 2024
32477_dirs_2024-05-07_ba80bd1c-5781-4d1d-a019-9bed84677932.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2024-05-05
Reporting Person: Clark Bryan P (SVP Research Development & QA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-05 | Common Shares | M | 2007 | — | Acquired | 72417 | Direct |
| 2024-05-05 | Common Shares | F | 916 | $5.61 | Disposed | 71501 | Direct |
| 2024-05-05 | Common Shares | M | 934 | — | Acquired | 72435 | Direct |
| 2024-05-05 | Common Shares | F | 426 | $5.61 | Disposed | 72009 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-05 | Restricted Stock Units | $ | M | 2007 | Disposed | Common Shares (2007) | Direct | |
| 2024-05-05 | Restricted Stock Units | $ | M | 934 | Disposed | Common Shares (934) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on May 5, 2023 subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.
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