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SunOpta Inc. — Director's Dealing 2023
Feb 6, 2023
32477_dirs_2023-02-06_d8f0a98e-12bc-4776-b9fd-7a168b60a8cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-02-01
Reporting Person: Huckins Scott E. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-01 | Common Shares | M | 9696 | — | Acquired | 562780 | Direct |
| 2023-02-01 | Common Shares | F | 5285 | $8.29 | Disposed | 557495 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-01 | Restricted Stock Units | $ | M | 9696 | Disposed | Common Shares (9696) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on February 1, 2022 subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.
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