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SunOpta Inc. — Director's Dealing 2023
Feb 10, 2023
32477_dirs_2023-02-10_c0015128-b57c-4a45-ba27-b9948386d0a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-02-09
Reporting Person: Huckins Scott E. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-09 | Common Shares | M | 4138 | — | Acquired | 561633 | Direct |
| 2023-02-09 | Common Shares | F | 2109 | $7.53 | Disposed | 559524 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-09 | Restricted Stock Units | $ | M | 4138 | Disposed | Common Shares (4138) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.
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