SunOpta Inc. — Director's Dealing 2023

Mar 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-03-18

Reporting Person: Buick Mike (SVP and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-20	Common Shares	M	23333	—	Acquired	169852	Direct
2023-03-20	Common Shares	F	11407	$7.57	Disposed	158445	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-20	Restricted Stock Units	$	M	23333	Disposed		Common Shares (23333)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The Restricted Stock Units vest in three equal annual installments beginning on March 18, 2021 subject to the continued employment of the reporting person through each such vesting date.

F4: The Restricted Stock Units do not have an expiration date.