SunOpta Inc. — Director's Dealing 2023

Apr 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-03-31

Reporting Person: Buick Mike (SVP and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-31	Common Shares	M	42907	—	Acquired	201352	Direct
2023-03-31	Common Shares	F	20883	$7.70	Disposed	180469	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-31	Performance Stock Units	$	M	42907	Disposed	2023-03-31	Common Shares (42907)	Direct

Footnotes

F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.

F3: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited.