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SunOpta Inc. Director's Dealing 2023

Apr 19, 2023

32477_dirs_2023-04-18_b8600418-e256-443c-ad2d-6fe34f109713.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-04-15

Reporting Person: Barnett Jill (Chief Administrative Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-15 Common Shares M 860 Acquired 141943 Direct
2023-04-15 Common Shares F 424 $8.48 Disposed 141519 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-15 Restricted Stock Units $ M 860 Disposed Common Shares (860) Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The Restricted Stock Units vest in three equal annual installments beginning on April 15, 2022 subject to the continued employment of the reporting person through each such vesting date.

F4: The Restricted Stock Units do not have an expiration date.