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SunOpta Inc. — Director's Dealing 2023
Apr 19, 2023
32477_dirs_2023-04-18_653437ab-1dba-483f-9424-050786497161.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-04-15
Reporting Person: Clark Bryan P (SVP Research Development & QA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-15 | Common Shares | M | 742 | — | Acquired | 55609 | Direct |
| 2023-04-15 | Common Shares | F | 366 | $8.48 | Disposed | 55243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-15 | Restricted Stock Units | $ | M | 742 | Disposed | Common Shares (742) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on April 15, 2022 subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.