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SunOpta Inc. — Director's Dealing 2023
May 9, 2023
32477_dirs_2023-05-09_467770bf-d9d9-4dee-b92f-7d071d0b2f18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-05-05
Reporting Person: Whitehair Chris (SVP Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-05 | Common Shares | M | 6239 | — | Acquired | 177878 | Direct |
| 2023-05-05 | Common Shares | F | 3014 | $8.04 | Disposed | 174864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-05 | Restricted Stock Units | $ | M | 6239 | Disposed | Common Shares (6239) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on May 5, 2023 subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.
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