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SunOpta Inc. — Director's Dealing 2023
May 30, 2023
32477_dirs_2023-05-30_0748090b-3d43-4881-8e27-4dd0e662f251.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2023-05-25
Reporting Person: Duchscher Robert (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-25 | Common Shares | M | 20000 | $4.73 | Acquired | 88566 | Direct |
| 2023-05-25 | Common Shares | F | 6842 | $7.19 | Disposed | 81724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-25 | Stock Option (Right to Buy) | $4.73 | M | 20000 | Disposed | 2030-07-10 | Common Shares (20000) | Direct |
Footnotes
F1: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of the Options.
F2: The option representing a right to purchase a total of 41,502 shares, became exercisable in three equal annual installments beginning on July 10, 2021 which was the first anniversary of the date on which the option was granted.
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