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SunOpta Inc. Director's Dealing 2022

Feb 3, 2022

32477_dirs_2022-02-03_15d7d7ed-3283-4337-a86f-b123bd7df9d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2022-02-01

Reporting Person: Huckins Scott E. (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-01 Common Shares M 9697 Acquired 501146 Direct
2022-02-01 Common Shares F 4771 $5.29 Disposed 496375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-01 Restricted Stock Units $ M 9697 Disposed Common Shares (9697) Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The Restricted Stock Units vest in three equal annual installments beginning on February 1, 2022, subject to the continued employment of the reporting person through each such vesting date.

F4: The Restricted Stock Units do not have an expiration date.