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SunOpta Inc. — Director's Dealing 2022
Mar 31, 2022
32477_dirs_2022-03-30_a999266f-2e90-4bf0-9745-a4f849a1186b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2022-03-18
Reporting Person: Buick Mike (SVP and GM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-18 | Common Shares | M | 23334 | — | Acquired | 177130 | Direct |
| 2022-03-18 | Common Shares | F | 12114 | $5.28 | Disposed | 165016 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-18 | Restricted Stock Units | $ | M | 23334 | Disposed | Common Shares (23334) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: Due to an administrative oversight, the filing was not immediately completed after the vesting date.
F4: The Restricted Stock Units vest in three equal annual installments beginning on March 18, 2021, subject to the continued employment of the reporting person through each such vesting date.
F5: The Restricted Stock Units do not have an expiration date.