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SunOpta Inc. — Director's Dealing 2022
Apr 26, 2022
32477_dirs_2022-04-26_8bb6335f-bb8b-4619-8755-39536036bacf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2022-04-22
Reporting Person: Barnett Jill (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-22 | Common Shares | M | 20000 | — | Acquired | 153028 | Direct |
| 2022-04-22 | Common Shares | F | 9840 | $5.48 | Disposed | 143188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-22 | Restricted Stock Units | $ | M | 20000 | Disposed | Common Shares (20000) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3: The Restricted Stock Units vest in three equal annual installments beginning on April 22, 2021, subject to the continued employment of the reporting person through each such vesting date.
F4: The Restricted Stock Units do not have an expiration date.
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