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SunOpta Inc. — Director's Dealing 2022
May 24, 2022
32477_dirs_2022-05-23_34ca9568-50bd-4226-9669-21c47347230e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2022-05-19
Reporting Person: Largey David (Chief Quality Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-19 | Common Shares | M | 6788 | $4.73 | Acquired | 78143 | Direct |
| 2022-05-19 | Common Shares | S | 6788 | $7.1352 | Disposed | 71355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-19 | Stock Option (Right to Buy) | $4.73 | M | 6788 | Disposed | Common Shares (6788) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.08 to $7.24, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2: The Stock Options vest in three equal annual installments beginning on July 10, 2021, subject to the continued employment of the reporting person through each such vesting date.
F3: The options expire 10 years from the award date, subject to continued employment through each such vesting date.