SunOpta Inc. — Director's Dealing 2022

Oct 17, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2022-10-13

Reporting Person: Wickramasinghe Mahes (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-10-13	Common Shares	M	3535	—	Acquired	6776	Direct
2022-10-13	Common Shares	F	1893	$9.81	Disposed	4883	Direct
2022-10-13	Common Shares	A	3084	$12.66	Acquired	7967	Direct
2022-10-13	Common Shares	F	1651	$9.81	Disposed	6316	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-10-13	Restricted Stock Units	$	M	3535	Disposed		Common Shares (3535)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The grant on October 13, 2021 should have been 6,619 RSUs but only 3,535 were granted and subsequently reported. This filing contains the issuance of an additional 3,084 Commons Shares to correct the difference.

F4: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the issuance of Common Shares.

F5: The Restricted Stock Units vest in one annual installments on October 13, 2022, subject to the continued employment of the reporting person.

F6: The Restricted Stock Units do not have an expiration date.