SunOpta Inc. — Director's Dealing 2021

Feb 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-02-10

Reporting Person: Huckins Scott E. (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-10	Common Shares	M	57773	—	Acquired	357801	Direct
2021-02-10	Common Shares	F	28708	$16.47	Disposed	329093	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-10	Performance Stock Units	$	M	57773	Disposed		Common Shares (57773)	Direct

Footnotes

F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.

F3: The reporting person was granted 173,319 performance stock units (the "Special Performance Units") as of September 3, 2019. The vesting of the Special Performance Units was subject to (i) the satisfaction of certain stock price performance conditions and (ii) the reporting person's continued employment with the Company through the applicable vesting date. For the stock price performance conditions, 57,773 of the Special Performance Units vested upon achieving a volume weighted average trading stock price of $14.00 per share for 20 consecutive trading days.

F4: The Performance Stock Units do not have an expiration date.