SunOpta Inc. — Director's Dealing 2021

Mar 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-03-18

Reporting Person: Buick Mike (SVP and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-18	Common Shares	M	23333	—	Acquired	120156	Direct
2021-03-18	Common Shares	F	11360	$14.61	Disposed	108796	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-18	Restricted Stock Units	$	M	23333	Disposed		Common Shares (23333)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: Includes 1638 shares acquired under the STKL stock purchase plan in June 2020, 1253 shares acquired under the STKL stock purchase plan in September 2020, 731 shares acquired under the STKL stock purchase plan in December 2020, and 558 shares acquired under the STKL stock purchase plan in March 2021.

F3: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F4: The Restricted Stock Units vest in three equal annual installments beginning on March 18, 2021, subject to the continued employment of the reporting person through each such vesting date.

F5: The Restricted Stock Units do not have an expiration date.