SunOpta Inc. — Director's Dealing 2021

Apr 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-04-22

Reporting Person: Barnett Jill (Chief Administrative Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-22	Common Shares	M	20000	—	Acquired	75686	Direct
2021-04-22	Common Shares	F	9840	$13.81	Disposed	65846	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-22	Restricted Stock Units	$	M	20000	Disposed		Common Shares (20000)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: On April 22, 2020, the reporting person was granted 60,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4: The Restricted Stock Units do not have an expiration date.