SunOpta Inc. — Director's Dealing 2021

Sep 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-09-03

Reporting Person: Huckins Scott E. (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-03	Common Shares	M	57773	—	Acquired	493712	Direct
2021-09-03	Common Shares	F	28425	$9.64	Disposed	465287	Direct
2021-09-03	Common Shares	M	51500	—	Acquired	516787	Direct
2021-09-03	Common Shares	F	25338	$9.64	Disposed	491449	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-03	Restricted Stock Units	$	M	57773	Disposed		Common Shares (57773)	Direct
2021-09-03	Restricted Stock Units	$	M	51500	Disposed		Common Shares (51500)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.

F3: The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date.

F4: The Restricted Stock Units do not have an expiration date.