SunOpta Inc. — Director's Dealing 2020

Apr 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-04-10

Reporting Person: Whitehair Chris (SVP Supply Chain)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-10	Common Shares	M	7334	—	Acquired	62423	Direct
2019-04-10	Common Shares	F	2633	$3.41	Disposed	59790	Direct
2020-04-10	Common Shares	M	7333	—	Acquired	67123	Direct
2020-04-10	Common Shares	F	2178	$1.87	Disposed	64945	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-10	Restricted Stock Units	$	M	7334	Disposed		Common Shares (7334)	Direct
2020-04-10	Restricted Stock Units	$	M	7333	Disposed		Common Shares (7333)	Direct

Footnotes

F1: Due to an administrative oversight, the filing was not immediately completed after the vesting date.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F3: On April 10, 2017 the reporting person was granted 22,000 restricted stock units, vesting in three equal annual installments beginning on April 10, 2018.

F4: The Restricted Stock Units do not have an expiration date.