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SunOpta Inc. Director's Dealing 2019

Feb 8, 2019

32477_dirs_2019-02-08_3c1d6cba-72df-4161-b833-8f79d73ea581.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-02-06

Reporting Person: COLO DAVID (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-06 Common Shares M 16666 Acquired 184896 Direct
2019-02-06 Common Shares F 5616 $4.32 Disposed 179280 Direct
2019-02-06 Common Shares M 16666 Acquired 195946 Direct
2019-02-06 Common Shares F 5775 $4.32 Disposed 190171 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-06 Restricted Stock Units $ M 16666 Disposed Common Shares (16666) Direct
2019-02-06 Restricted Stock Units $ M 16666 Disposed Common Shares (16666) Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3: The Restricted Stock Units do not have an expiration date.

F4: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.