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SunOpta Inc. — Director's Dealing 2019
Feb 8, 2019
32477_dirs_2019-02-08_3c1d6cba-72df-4161-b833-8f79d73ea581.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-02-06
Reporting Person: COLO DAVID (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-06 | Common Shares | M | 16666 | — | Acquired | 184896 | Direct |
| 2019-02-06 | Common Shares | F | 5616 | $4.32 | Disposed | 179280 | Direct |
| 2019-02-06 | Common Shares | M | 16666 | — | Acquired | 195946 | Direct |
| 2019-02-06 | Common Shares | F | 5775 | $4.32 | Disposed | 190171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-06 | Restricted Stock Units | $ | M | 16666 | Disposed | Common Shares (16666) | Direct | |
| 2019-02-06 | Restricted Stock Units | $ | M | 16666 | Disposed | Common Shares (16666) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F3: The Restricted Stock Units do not have an expiration date.
F4: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.
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