SunOpta Inc. — Director's Dealing 2019

Sep 20, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-09-13

Reporting Person: Largey David (Chief Quality Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	17659	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Units	$		Common Shares (40201)		Direct
Performance Stock Units	$		Common Shares (52816)		Direct
Restricted Stock Units	$		Common Shares (2000)		Direct
Restricted Stock Units	$		Common Shares (3521)		Direct
Stock Option (Right to Buy)	$9.50	2027-05-24	Common Shares (10526)		Direct
Stock Option (Right to Buy)	$9.50	2027-05-24	Common Shares (13052)		Direct

Footnotes

F1: The Performance Stock Units do not have an expiration date.

F2: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F3: The Restricted Stock Units do not have an expiration date.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.