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SunOpta Inc. — Director's Dealing 2017
Sep 8, 2017
32477_dirs_2017-09-08_6940824c-0926-4048-82e7-e956e6f0ddb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2017-09-06
Reporting Person: Ruelle John (CAO and SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-06 | Common shares | M | 14602 | $3.27 | Acquired | 38361 | Direct |
| 2017-09-06 | Common shares | S | 38361 | $8.75 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-06 | Options | $3.27 | M | 14602 | Disposed | 2026-05-24 | Common shares (14602) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.775, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2: The option, representing a right to purchase a total of 43,808 shares, became exercisable in three equal annual installments beginning on May 24, 2017, which was the first anniversary of the date on which the option was granted.