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SunOpta Inc. Director's Dealing 2016

Jan 25, 2016

32477_dirs_2016-01-25_7472c893-8a17-4869-a3db-e3bd781f4abe.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-01-18

Reporting Person: Turney Daniel (SVP Operatons)

Holdings (Non-Derivative)

Security Shares Ownership
Common shares 0 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock options $8.23 2023-08-07 Common shares (25000) Direct
Stock options $11.3 2024-05-13 Common shares (9978) Direct
Stock options $10.08 2025-05-12 Common shares (12828) Direct

Footnotes

F1: These options became or will become exercisable in five equal annual installments on each of August 7, 2014, 2015, 2016, 2017 and 2018. These options qualify as incentive stock options.

F2: These options became or will become exercisable in five annual installments. The first installment of 1,996 options became exercisable on May 13, 2015. The second installment of 1,995 options will become exercisable on May 13, 2016. The third installment of 1,996 options will become exercisable on May 13, 2017. The fourth installment of 1,995 options will become exercisable on May 13, 2018. The fifth installment of 1,996 options will become exercisable on May 13, 2019. These options qualify as incentive stock options.

F3: These options will become exercisable in five annual installments. The first installment of 2,566 options will become exercisable on May 12, 2016. The second installment of 2,565 options will become exercisable on May 12, 2017. The third installment of 2,566 options will become exercisable on May 12, 2018. The fourth installment of 2,565 options will become exercisable on May 12, 2019. The fifth installment of 2,566 options will become exercisable on May 12, 2020. These options qualify as incentive stock options.