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SunOpta Inc. — Director's Dealing 2016
May 18, 2016
32477_dirs_2016-05-18_a0bfff25-b122-4153-8d8e-dd8cde12918c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-05-13
Reporting Person: KENDALL JEREMY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-13 | Common Stock | M | 3189 | — | Acquired | 416195 | Direct |
| 2016-05-13 | Common Stock | F | 957 | $4.45 | Disposed | 415238 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-13 | Restricted Stock Units | $ | M | 3189 | Disposed | Common Stock (3189) | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: On May 13, 2014 the reporting person was granted 9,565 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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