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SunOpta Inc. — Director's Dealing 2016
Jan 25, 2016
32477_dirs_2016-01-25_c4ed69d5-fe36-4bf1-b5b1-4f2d0752c8a0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-01-18
Reporting Person: Davidson Joseph (SVP & GM)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares | 8898 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $8.23 | 2023-08-07 | Common shares (25000) | Direct | |
| Stock Options | $11.3 | 2024-05-13 | Common shares (9326) | Direct | |
| Stock Options | $10.08 | 2025-05-12 | Common shares (11990) | Direct |
Footnotes
F1: These options became or will become exercisable in five equal annual installments on each of August 7, 2014, 2015, 2016, 2017 and 2018. These options qualify as incentive stock options.
F2: These options became or will become exercisable in five annual installments. The first two installments of 1,865 options became or will become exercisable on May 13, 2015 and 2016. The third installment of 1,866 options will become exercisable on May 13, 2017. The fourth and fifth installments of 1,865 options will become exercisable on May 13, 2018 and 2019. These options qualify as incentive stock options.
F3: These options will become exercisable in five equal annual installments on each of May 12, 2016, 2017, 2018, 2019 and 2020. These options qualify as incentive stock options.