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SunOpta Inc. — Director's Dealing 2016
Jan 25, 2016
32477_dirs_2016-01-25_bda4fdfb-5310-4707-8c0b-1c45c7959d79.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-01-18
Reporting Person: Barnett Jill (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares | 725 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $13.86 | 2024-08-12 | Common shares (5000) | Direct | |
| Stock options | $10.08 | 2025-05-12 | Common shares (5398) | Direct |
Footnotes
F1: These options became or will become exercisable in five equal annual installments on each of August 12, 2015, 2016, 2017, 2018 and 2019. These options qualify as incentive stock options.
F2: These options will become exercisable in five annual installments. The first installment of 1,080 options will become exercisable on May 12, 2016. The second installment of 1,079 options will become exercisable on May 12, 2017. The third installment of 1,080 options will become exercisable on May 12, 2018. The fourth installment of 1,079 options will become exercisable on May 12, 2019. The fifth installment of 1,080 options will become exercisable on May 12, 2020. These options qualify as incentive stock options.