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SunOpta Inc. — Director's Dealing 2016
May 18, 2016
32477_dirs_2016-05-18_a9932da8-1e55-4eb1-9986-1e58531c2484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-05-12
Reporting Person: Amato Jerry Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-12 | Common Stock | M | 2976 | — | Acquired | 32189 | Direct |
| 2016-05-12 | Common Stock | F | 75 | $4.46 | Disposed | 32114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Restricted Stock Units | $ | M | 2976 | Disposed | Common Stock (2976) | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: On May 12, 2015 the reporting person was granted 8,929 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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