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SunOpta Inc. — Director's Dealing 2016
Nov 10, 2016
32477_dirs_2016-11-10_19ad1b00-d452-422f-b176-8fbdfce5645f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-11-08
Reporting Person: Murray Alan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | common shares | M | 2609 | $0.00 | Acquired | 53662 | Direct |
| 2016-11-08 | common shares | F | 66 | $0.00 | Disposed | 53596 | Direct |
| 2016-11-08 | common shares | M | 7275 | $0.00 | Acquired | 60871 | Direct |
| 2016-11-08 | common shares | F | 182 | $0.00 | Disposed | 60689 | Direct |
| 2016-11-08 | common shares | M | 22000 | $0.00 | Acquired | 82689 | Direct |
| 2016-11-08 | common shares | F | 550 | $0.00 | Disposed | 82139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | Restricted Stock Units | $ | M | 2609 | Disposed | common shares (2609) | Direct | |
| 2016-11-08 | Restricted Stock Units | $ | M | 7275 | Disposed | common shares (7275) | Direct | |
| 2016-11-08 | Restricted Stock Units | $ | M | 22000 | Disposed | common shares (22000) | Direct |
Footnotes
F1: Restricted Stock Units convert into common shares on a one-for-one basis.
F2: The Restricted Stock Units immediately vested on 11/08/2016.
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