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SunOpta Inc. Director's Dealing 2016

Nov 10, 2016

32477_dirs_2016-11-10_19ad1b00-d452-422f-b176-8fbdfce5645f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-11-08

Reporting Person: Murray Alan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-08 common shares M 2609 $0.00 Acquired 53662 Direct
2016-11-08 common shares F 66 $0.00 Disposed 53596 Direct
2016-11-08 common shares M 7275 $0.00 Acquired 60871 Direct
2016-11-08 common shares F 182 $0.00 Disposed 60689 Direct
2016-11-08 common shares M 22000 $0.00 Acquired 82689 Direct
2016-11-08 common shares F 550 $0.00 Disposed 82139 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-08 Restricted Stock Units $ M 2609 Disposed common shares (2609) Direct
2016-11-08 Restricted Stock Units $ M 7275 Disposed common shares (7275) Direct
2016-11-08 Restricted Stock Units $ M 22000 Disposed common shares (22000) Direct

Footnotes

F1: Restricted Stock Units convert into common shares on a one-for-one basis.

F2: The Restricted Stock Units immediately vested on 11/08/2016.