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SunOpta Inc. Director's Dealing 2016

Jan 25, 2016

32477_dirs_2016-01-25_57c306df-a860-4a78-a356-7575e96ff401.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-01-18

Reporting Person: Gratzek James (SVP R&D)

Holdings (Non-Derivative)

Security Shares Ownership
Common shares 0 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock options $13.86 2024-08-12 Common shares (25000) Direct
Stock options $10.08 2025-05-12 Common shares (9525) Direct

Footnotes

F1: These options became or will become exercisable in five equal annual installments on each of August 12, 2015, 2016, 2017, 2018 and 2019. These options qualify as incentive stock options.

F2: These options will become exercisable in five equal annual installments on each of May 12, 2016, 2017, 2018, 2019 and 2020. These options qualify as incentive stock options.