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SunOpta Inc. — Director's Dealing 2016
Jan 26, 2016
32477_dirs_2016-01-26_9375d8e3-969d-4725-87d9-ca5ea99e6820.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2016-01-18
Reporting Person: Barlett Lillian (VP RMIA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares | 2366 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock options | $5.62 | 2016-08-10 | Common shares (800) | Direct | |
| Stock options | $7.35 | 2017-05-11 | Common shares (400) | Direct | |
| Stock options | $4.99 | 2017-12-01 | Common shares (3000) | Direct | |
| Stock options | $5.73 | 2022-05-08 | Common shares (6000) | Direct | |
| Stock options | $7.36 | 2023-05-07 | Common shares (8000) | Direct | |
| Stock options | $11.3 | 2024-05-13 | Common shares (4185) | Direct | |
| Stock options | $10.08 | 2025-05-12 | Common shares (5812) | Direct |
Footnotes
F1: These options became exercisable in two equal annual installments on each of August 10, 2014 and 2015. These options qualify as incentive stock options.
F2: These options became or will become exercisable in two equal annual installments on each of May 11, 2015 and 2016. These options qualify as incentive stock options.
F3: These options became or will become exercisable in three equal annual installments on each of December 1, 2014, 2015 and 2016. These options qualify as incentive stock options.
F4: These options became or will become exercisable in three equal annual installments on each of May 8, 2015, 2016 and 2017. These options qualify as incentive stock options.
F5: These options became or will become exercisable in four equal annual installments on each of May 7, 2015, 2016, 2017 and 2018. These options qualify as incentive stock options.
F6: These options became or will become exercisable in five equal annual installments on each of May 13, 2015, 2016, 2017, 2018 and 2019. These options qualify as incentive stock options.
F7: These options will become exercisable in five annual installments. The first installment of 1,162 options will become exercisable on May 12, 2016. The second installment of 1,163 options will become exercisable on May 12, 2017. The third installment of 1,162 options will become exercisable on May 12, 2018. The fourth installment of 1,163 options will become exercisable on May 12, 2019. The fifth installment of 1,162 options will become exercisable on May 12, 2020. These options qualify as incentive stock options.