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SunOpta Inc. — Director's Dealing 2015
Sep 30, 2015
32477_dirs_2015-09-30_aeccadaf-8974-4216-99b2-4c708e018a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2015-09-28
Reporting Person: Tourbillon Capital Partners, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-28 | Common Shares, no par value | S | 24256 | $5.2456 | Disposed | 8289592 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 9702 | $5.1330 | Disposed | 8279890 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 14554 | $5.0000 | Disposed | 8265336 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 212 | $5.2456 | Disposed | 73087 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 85 | $5.1330 | Disposed | 73002 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 127 | $5.0000 | Disposed | 72875 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 532 | $5.2456 | Disposed | 180045 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 213 | $5.1330 | Disposed | 179832 | Indirect |
| 2015-09-28 | Common Shares, no par value | S | 319 | $5.0000 | Disposed | 179513 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by Tourbillon Capital Partners, L.P. ("Tourbillon") and Jason H. Karp (together, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the Common Shares reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities held for the account of Tourbillon Global Master Fund, Ltd ("Global Master Fund"). Each of Tourbillon, as the Investment Manager of Global Master Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Master Fund.
F3: Securities held for the account of Tourbillon Global Long Alpha Fund, LLC ("Global Alpha Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Fund.
F4: Securities held for the account of Tourbillon Global Long Alpha Fund, Ltd ("Global Alpha Offshore Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Offshore Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Offshore Fund.