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SunOpta Inc. Director's Dealing 2015

Mar 19, 2015

32477_dirs_2015-03-19_c89ef169-69f0-4eef-9f7f-c19eb26b8987.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2015-03-17

Reporting Person: BROMLEY STEVEN R (CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-17 Common Shares M 90000 $1.64 Acquired 298309 Direct
2015-03-17 Commons Shares S 34563 $10.38 Disposed 263746 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-17 Stock Options $1.64 M 90000 Disposed 2015-05-14 Common shares (90000) Direct

Footnotes

F1: These stock options were set to expire during a blackout period during which officers of the issuer are not permitted to trade in the issuer's shares. The reporting person elected to exercise these stock options on March 17, 2015 in order to ensure their exercise prior to the beginning of the blackout period.