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SunOpta Inc. — Director's Dealing 2015
Mar 19, 2015
32477_dirs_2015-03-19_c89ef169-69f0-4eef-9f7f-c19eb26b8987.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2015-03-17
Reporting Person: BROMLEY STEVEN R (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Common Shares | M | 90000 | $1.64 | Acquired | 298309 | Direct |
| 2015-03-17 | Commons Shares | S | 34563 | $10.38 | Disposed | 263746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Stock Options | $1.64 | M | 90000 | Disposed | 2015-05-14 | Common shares (90000) | Direct |
Footnotes
F1: These stock options were set to expire during a blackout period during which officers of the issuer are not permitted to trade in the issuer's shares. The reporting person elected to exercise these stock options on March 17, 2015 in order to ensure their exercise prior to the beginning of the blackout period.
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