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SunOpta Inc. — Director's Dealing 2015
Dec 4, 2015
32477_dirs_2015-12-04_da85dca2-f27b-42e3-b6dd-c0b61b94fdf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2015-12-03
Reporting Person: BROMLEY STEVEN R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-03 | Common shares | M | 60000 | $4.45 | Acquired | 326015 | Direct |
| 2015-12-03 | Common shares | S | 60000 | $7.0398 | Disposed | 266015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-03 | Employee Stock Option (right to buy) | $4.45 | M | 60000 | Disposed | 2016-05-12 | Common shares (60000) | Direct |
Footnotes
F1: Includes 2,269 shares acquired under the STKL stock purchase plan in June, September and December 2015.
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