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SunOpta Inc. — Director's Dealing 2015
Apr 8, 2015
32477_dirs_2015-04-08_b56d576f-7db4-42b9-9521-9072c31afad3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2015-04-01
Reporting Person: Versteegh Geradus Joseph Maria (President, ISS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares | 76680 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $4.45 | 2020-05-11 | Common shares (23500) | Direct | |
| Stock Options | $7.35 | 2021-05-10 | Common shares (22500) | Direct | |
| Stock Options | $5.15 | 2022-03-04 | Common shares (35000) | Direct | |
| Stock Options | $5.73 | 2022-05-07 | Common shares (35000) | Direct | |
| Stock Options | $7.36 | 2023-05-06 | Common shares (24761) | Direct | |
| Stock options | $11.3 | 2024-05-12 | Common shares (4261) | Direct | |
| Stock options | $11.3 | 2024-05-12 | Common shares (6392) | Direct | |
| Stock Options | $7.36 | 2023-05-06 | Common shares (10239) | Direct |
Footnotes
F1: These options became or will become exercisable in five equal annual installments on each of May 12, 2011, 2012, 2013, 2014 and 2015. These options qualify as incentive stock options.
F2: These options became or will become exercisable in five equal annual installments on each of May 11, 2012, 2013, 2014, 2015 and 2016. These options qualify as incentive stock options.
F3: These options became or will become exercisable in five equal annual installments on each of March 5, 2013, 2014, 2015, 2016 and 2017. These options qualify as incentive stock options.
F4: These options became or will become exercisable in five equal annual installments on each of May 8, 2013, 2014, 2015, 2016 and 2017. These options qualify as incentive stock options.
F5: These options will become exercisable in two annual installments. The first installment of 3,239 options will become exercisable on May 7, 2017. The second installment of 7,000 options will become exercisable on May 7, 2018. These options qualify as incentive stock options.
F6: These options became or will become exercisable in four annual installments. The first three installments of 7,000 options became or will become exercisable on each of May 7, 2014, 2015 and 2016. The fourth installment of 3,761 options will become exercisable on May 7, 2017. These options are considered non-statutory stock options.
F7: These options will become exercisable in two annual installments. The first installment of 2,130 options will become exercisable on May 13, 2018. The second installment of 2,131 options will become exercisable on May 13, 2019. These options qualify as incentive stock options.
F8: These options will become exercisable in three annual installments. The first installment of 2,131 options will become exercisable on May 13, 2015. The second installment of 2,130 options will become exercisable on May 13, 2016. The third installment of 2,131 options will become exercisable on May 13, 2017. These options are considered non-statutory stock options.