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SunOpta Inc. — Director's Dealing 2010
Dec 9, 2010
32477_dirs_2010-12-09_846a9ec1-8d8f-4171-b237-994c3d2c0713.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2010-12-03
Reporting Person: ING CYRIL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-03 | Common Shares | M | 7000 | $5.5 | Acquired | 73335 | Direct |
| 2010-12-03 | Common Shares6. | G | 6000 | — | Disposed | 67335 | Direct |
| 2010-12-03 | Common shares | G | 1000 | — | Disposed | 66335 | Direct |
| 2010-12-03 | Common shares | G | 6000 | — | Acquired | 72335 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-03 | Stock option (right to buy) | $5.5 | M | 7000 | Disposed | 2010-12-08 | Common shares (7000) | Direct |
Footnotes
F1: 1. This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
F2: 2. 20% of the opiton vested on each of the following dates, Dec 8, Dec 8, 2006, Dec 8, 2007, Dec 8,2008, Dec 8,2009 and Dec 8,2010
F3: 3. This column does not reflect outstanding options held by the reporting person with exercise prices or expiration dates that are different from those of the options being exercised.