SunCoke Energy, Inc. — Director's Dealing 2021

Feb 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2021-02-13

Reporting Person: Gates Katherine T (SVP, Chief Legal Officer & Chi)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-13	Common Stock	M	4255	—	Acquired	59298	Direct
2021-02-13	Common Stock	F	1473	$6.06	Disposed	57825	Direct
2021-02-14	Common Stock	M	2414	—	Acquired	60239	Direct
2021-02-14	Common Stock	F	836	$6.06	Disposed	59403	Direct
2021-02-19	Common Stock	M	9934	—	Acquired	69337	Direct
2021-02-19	Common Stock	F	3083	$6.36	Disposed	66254	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-13	RSU's (02.13.19)	$	M	4255	Disposed	2022-02-13	Common Stock (4255)	Direct
2021-02-14	RSU's (02.14.18)	$	M	2414	Disposed	2021-02-14	Common Stock (2414)	Direct
2021-02-19	RSU's (02.19.2020)	$	M	9934	Disposed	2023-02-19	Common Stock (9934)	Direct

Footnotes

F1: Conversion rate is 1 for 1.

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

F3: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.