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SunCoke Energy, Inc. Director's Dealing 2021

Feb 22, 2021

32605_dirs_2021-02-22_0fd27991-763a-4d04-978c-882a84b3ed7d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2021-02-13

Reporting Person: Rippey Michael G (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-13 Common Stock M 27165 Acquired 54331 Direct
2021-02-13 Common Stock F 13490 $6.06 Disposed 40841 Direct
2021-02-19 Common Stock M 66363 Acquired 107204 Direct
2021-02-19 Common Stock F 32386 $6.36 Disposed 74818 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-13 RSU's (02.13.19) $ M 27165 Disposed 2022-02-13 Common Stock (27165) Direct
2021-02-19 RSU's (02.19.2020) $ M 66363 Disposed 2023-02-19 Common Stock (66363) Direct

Footnotes

F1: Conversion rate is 1 for 1.

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

F3: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.