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SunCoke Energy, Inc. — Director's Dealing 2018
Feb 20, 2018
32605_dirs_2018-02-20_923c5a15-70d9-4ac7-b42f-a3d026c4ef44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2018-02-15
Reporting Person: West Fay (Director, Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | M | 2802 | — | Acquired | 25289 | Direct |
| 2018-02-15 | Common Stock | F | 970 | $10.61 | Disposed | 24319 | Direct |
| 2018-02-18 | Common Stock | M | 3037 | — | Acquired | 27356 | Direct |
| 2018-02-18 | Common Stock | F | 1051 | $10.80 | Disposed | 26305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | RSU's (02.15.17) | $ | M | 2802 | Disposed | 2021-02-15 | Common Stock (2802) | Direct |
| 2018-02-18 | RSU's (Feb 2015) | $ | M | 3037 | Disposed | Common Stock (3037) | Direct |
Footnotes
F1: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted share units.
F2: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.
F3: Conversion rate is 1 for 1.
F4: Not applicable.
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